John H. Howe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Hornor Howe was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1973. John had worked at 7 firms and has passed the Series 63, Series 1 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 1998 - May 15, 2001
EQUITY CAPITAL CORPORATION
May 11, 1993 - January 14, 1998
EQUITY CAPITAL CORPORATION
September 24, 1991 - January 1, 1993
EQUITY CAPITAL CORPORATION
September 22, 1989 - September 28, 1990
VINING-SPARKS SECURITIES, INC.
June 7, 1989 - September 28, 1989
MORGAN KEEGAN & COMPANY, LLC
December 6, 1988 - May 16, 1989
ALLISON, ROSENBLUM & HANNAHS, INC.
August 13, 1985 - December 3, 1988
AHART & BRYAN, INC.
August 25, 1978 - June 17, 1985
E. F. HUTTON & COMPANY INC
August 7, 1973 - September 4, 1978
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/3/1973
Registered Representative ExaminationCurrent Firm
EQUITY CAPITAL CORPORATION
CRD#: 13203 / SEC#: , 8-28763
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
