Jimmy R. Howe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jimmy Ross Howe was a registered financial professional .
Jimmy is a previously registered financial professional and started their career in finance in 1970. Jimmy had worked at 7 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2004 - October 6, 2022
MODERN CAPITAL SECURITIES INC.
May 19, 1999 - November 19, 2004
SENTRA SECURITIES CORPORATION
September 7, 1994 - May 13, 1999
WALNUT STREET SECURITIES, INC.
October 15, 1993 - October 26, 1994
VOYA FINANCIAL PARTNERS, LLC
August 25, 1993 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
February 11, 1982 - July 23, 1993
PRUCO SECURITIES, LLC.
February 16, 1970 - July 23, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 2/7/1970
Registered Representative ExaminationCurrent Firm
MODERN CAPITAL SECURITIES INC.
CRD#: 130876 / SEC#: , 8-66403
Contact information
FINRA licenses (34 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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