Paul K. Erickson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Koert Erickson was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1994. Paul had worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2009 - April 4, 2016
THE BLAKELEY GROUP INC
February 8, 2007 - September 10, 2007
CONCERT WEALTH MANAGEMENT
January 29, 2007 - February 14, 2007
CITIGROUP GLOBAL MARKETS INC.
November 20, 2006 - February 14, 2007
CITIGROUP GLOBAL MARKETS INC.
July 22, 1994 - February 14, 1995
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE BLAKELEY GROUP INC
CRD#: 150066 / SEC#: 801-70125
Contact information
Regulatory assets under management
| Total Number of Accounts | 316 |
| AUM (Assets Under Management) | $ 96,425,591 |
Red Flags
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