Jason A. Kissinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Anthony Kissinger, who also goes by Jason Kissinger, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1994. Jason had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2015 - April 26, 2019
CUNA BROKERAGE SERVICES, INC.
October 24, 2014 - June 22, 2015
CUNA BROKERAGE SERVICES, INC.
October 24, 2014 - April 26, 2019
CUNA BROKERAGE SERVICES, INC.
September 17, 2007 - September 15, 2014
PORTFOLIO BROKERAGE SERVICES, INC.
August 13, 2007 - September 15, 2014
ENVESTNET PMC
October 25, 2004 - March 14, 2005
ZACKS INVESTMENT MANAGEMENT, INC.
May 22, 2003 - March 14, 2005
LBMZ SECURITIES, INC.
March 7, 2000 - May 23, 2001
AMERICAN CENTURY INVESTMENT SERVICES INC.
July 12, 1999 - November 4, 1999
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 21, 1998 - July 12, 1999
BA INVESTMENT SERVICES, INC.
November 28, 1994 - October 20, 1997
VANGUARD MARKETING CORPORATION
July 19, 1994 - August 19, 1994
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CUNA BROKERAGE SERVICES, INC.
CRD#: 13941 / SEC#: 801-60099, 8-30027
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CUNA MUTUAL INVESTMENT CORPORATION | OWNER | |
| BARBATO, PAUL DAMIEN | SENIOR VICE PRESIDENT | 7064310 |
| BOAN, JOSEPH SALVATORE | PRESIDENT/DIRECTOR | 2379993 |
| BROCK, JENNY MARIE | TREASURER | 6654483 |
| COPELAND, CHRISTOPHER JUDD | DIRECTOR | 6437117 |
| HABERSTICH, MELISSA M | CHIEF COMPLIANCE OFFICER | 4190838 |
| KARLS, WILLIAM ANTON | DIRECTOR | 6847792 |
| POPPE, CHRISTINE ELIZABETH | LICENSING OFFICER | 4080909 |
| SCHULTZ, TAMMY LYNN | DIRECTOR | 7991087 |
| THOMAS, BARTH T | SECRETARY/DIRECTOR | 2849100 |
Regulatory assets under management
| Total Number of Accounts | 20,233 |
| AUM (Assets Under Management) | $ 5,790,352,615 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
