Scott A. Van Epps

PROCESS WEALTH LLC

GRANITE BAY, CA 95746

Some features on this profile are disabled

CRD#: 2513960

Professional summary

Scott Allen Van Epps, who also goes by Scott Allen Vanepps, is a registered financial advisor currently at PROCESS WEALTH LLC located in Granite Bay, California.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Scott has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Allen Vanepps

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent insurance agent; Granite Bay, CA; investment related; selling insurance products since 4/2021; 70 hrs/mo

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Allen Van Epps's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2025 - Present

PROCESS WEALTH LLC

Office #1: 4202 Douglas Blvd #600, Granite Bay, CA 95746

RIA

CRD#: 336802

GRANITE BAY, CA

Past

May 22, 2019 - December 31, 2019

PROCESS WEALTH, LLC

RIA

CRD#: 298699

SACRAMENTO, CA

Past

July 7, 2016 - May 1, 2019

MARINER ADVISOR NETWORK

RIA

CRD#: 283824

Sacramento, CA

Past

September 8, 2009 - December 12, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

SACRAMENTO, CA

Past

September 8, 2009 - May 14, 2019

LPL FINANCIAL LLC

CRD#: 6413

SACRAMENTO, CA

Past

January 6, 2009 - September 8, 2009

ASSOCIATED SECURITIES CORP.

RIA

CRD#: 12969

SACRAMENTO, CA

Past

January 2, 2009 - September 8, 2009

ASSOCIATED SECURITIES CORP.

CRD#: 12969

SACRAMENTO, CA

Past

September 5, 2006 - July 8, 2016

STRATEGIC WEALTH ADVISORS GROUP

RIA

CRD#: 140977

SACRAMENTO, CA

Past

July 20, 2006 - December 31, 2008

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

SACRAMENTO, CA

Past

July 20, 2006 - December 31, 2008

FSC SECURITIES CORPORATION

CRD#: 7461

SACRAMENTO, CA

Past

June 13, 2005 - July 21, 2006

QA3 FINANCIAL LLC

RIA

CRD#: 104957

CITRUS HEIGHTS, CA

Past

June 13, 2005 - July 21, 2006

QA3 FINANCIAL CORP.

CRD#: 14754

CITRUS HEIGHTS, CA

Past

May 12, 2000 - June 24, 2005

OSAIC FA, INC.

RIA

CRD#: 3978

SACRAMENTO, CA

Past

April 18, 2000 - June 24, 2005

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

April 18, 2000 - June 24, 2005

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

October 19, 1998 - April 17, 2000

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

January 16, 1998 - September 9, 1998

GRIFFIN FINANCIAL SERVICES

CRD#: 10823

Past

May 19, 1997 - January 9, 1998

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

CRD#: 14229

NORTHRIDGE, CA

Past

August 3, 1994 - April 11, 1997

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/25/2025)

IAR

Texas
(7/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/31/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/22/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/22/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/2/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PROCESS WEALTH LLC

PROCESS WEALTH LLC | PROCESS WEALTH, LLC

CRD#: 336802 / SEC#:

California

Registered Investment Advisory firm - (7/25/2025 Approved)

Texas

Registered Investment Advisory firm - (7/31/2025 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4202 Douglas Blvd #600, Granite Bay, CA 95746

Mailing Address

Phone number

(916) 225-9153

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kenneth Christie

SPECTRUM WEALTH ADVISORY GROUP, LLC

IAR

Granite Bay, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scott A. Van Epps

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Allen Van Epps's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROCESS WEALTH, LLC

MARINER ADVISOR NETWORK

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ASSOCIATED SECURITIES CORP.

ASSOCIATED SECURITIES CORP.

STRATEGIC WEALTH ADVISORS GROUP

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

SECURITIES AMERICA, INC.

GRIFFIN FINANCIAL SERVICES

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

WELLS FARGO SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/31/2025

Series 63

Date: 8/22/1994

SIE

Date: 10/1/2018

Series 7

Date: 3/22/1995

Series 6

Date: 8/2/1994

Current Firm

PROCESS WEALTH LLC

Contact information

Documents

Red Flags

Company Information

PROCESS WEALTH LLC

TRUST BUT VERIFY

Similar Advisors