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Daniel Edward Esters

SILVERBOX SECURITIES
Oak Park, CA
·CRD# 2513934·31 years experience

Professional Summary

Daniel Edward Esters is a registered financial advisor currently at SILVERBOX SECURITIES LLC located in Oak Park, California. Daniel is registered as a RR (Registered Representative) and started their career in finance in 1995. Daniel has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

SILVERBOX SECURITIES LLC·CRD# 327513
BD
Oak Park, CA
March 1, 2024 - Present
M&A CAPITAL HOLDINGS, LLC·CRD# 131286
BD
Southlake, TX
August 28, 2014 - February 22, 2019
JEFFERIES LLC·CRD# 2347
BD
Los Angeles, CA
May 13, 1996 - July 29, 2014
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
September 6, 1995 - May 2, 1996

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Current Firm

SS
SILVERBOX SECURITIES LLC

SILVERBOX SECURITIES LLC

CRD#: 327513 / SEC#: 8-71136
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

511 River Street E Box 2420, Ketchum, ID 83340

Mailing Address

511 River Street E Box 2420, Ketchum, ID 83340

Phone Number

(310) 351-2476

Established

Delaware since 06/02/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SILVERBOX CAPITAL LLCSOLE OWNER—
CHUN, JINHUCKCOO—
COLLINS, ELIZABETH SARAHFINOP4714831
ESTERS, DANIEL EDWARDCFO AND CCO—
REECE, JOSEPH ELLIOTCEO—

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(4/24/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2024About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Mar 2024About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2024About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Daniel Edward Esters's CRS (Customer Relationship Summary).

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