Daniel E. Esters
Professional summary
Daniel Edward Esters is a registered financial professional currently at SILVERBOX SECURITIES LLC located in Oak Park, California.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1995. Daniel has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Edward Esters's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2024 - Present
SILVERBOX SECURITIES LLC
August 28, 2014 - February 22, 2019
M&A CAPITAL HOLDINGS, LLC
May 13, 1996 - July 29, 2014
JEFFERIES LLC
September 6, 1995 - May 2, 1996
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/24/2024)
Exams
Series 99TO
Date: 3/1/2024
Operations Professional ExaminationFINRA
Current Firm
SILVERBOX SECURITIES LLC
CRD#: 327513 / SEC#: , 8-71136
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SILVERBOX CAPITAL LLC | SOLE OWNER | |
| CHUN, JINHUCK | COO | |
| COLLINS, ELIZABETH SARAH | FINOP | 4714831 |
| ESTERS, DANIEL EDWARD | CFO AND CCO | |
| REECE, JOSEPH ELLIOT | CEO |
Red Flags
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