Richard F. Divenuto
Professional summary
Richard F Divenuto was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Richard is a previously registered financial advisor and started their career in finance in 1994. Prior to being barred, Richard had worked at 3 firms, which includes COWEN PRIME SERVICES LLC, MORGAN STANLEY, CITIGROUP GLOBAL MARKETS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2013 - April 23, 2015
COWEN PRIME SERVICES LLC
April 8, 2013 - April 23, 2015
COWEN PRIME SERVICES LLC
June 1, 2009 - March 12, 2013
MORGAN STANLEY
June 1, 2009 - March 12, 2013
MORGAN STANLEY
May 6, 2002 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
August 11, 1994 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
COWEN PRIME SERVICES LLC
CRD#: 153397 / SEC#: , 8-68531
Contact information
FINRA licenses (1 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Red Flags
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