Ramon M. Hache
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ramon Manuel Hache, who also goes by Ramon M Hache, was a registered financial professional .
Ramon is a previously registered financial professional and started their career in finance in 1995. Ramon had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2016 - October 24, 2016
ENTRUST GLOBAL SECURITIES LLC
June 20, 2014 - May 6, 2016
FRANKLIN DISTRIBUTORS, LLC
November 1, 2012 - November 4, 2013
BARCLAYS CAPITAL INC.
October 31, 2012 - November 4, 2013
BARCLAYS CAPITAL INC.
August 28, 2007 - October 29, 2012
DEUTSCHE BANK SECURITIES INC.
April 21, 2006 - June 18, 2007
HSBC SECURITIES (USA) INC.
March 16, 2001 - March 24, 2006
DEUTSCHE BANK SECURITIES INC.
July 15, 1997 - March 22, 2001
JPMSI
August 5, 1996 - October 9, 1996
FIRST CAMBRIDGE SECURITIES CORPORATION
July 24, 1995 - January 29, 1996
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ENTRUST GLOBAL SECURITIES LLC
CRD#: 146443 / SEC#: , 8-67822
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
