Vincent J. Montagna
Professional summary
Vincent Joseph Montagna JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Vincent is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Vincent had worked at 4 firms, which includes GLOBAL CAPITAL MARKETS LLC, GLENN MICHAEL FINANCIAL INC., DUKE & CO. INC., INVESTORS ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 1999 - December 9, 1999
GLOBAL CAPITAL MARKETS, LLC
March 3, 1997 - October 29, 1997
GLENN MICHAEL FINANCIAL, INC.
February 24, 1995 - August 16, 1996
DUKE & CO., INC.
October 3, 1994 - March 1, 1995
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
GLOBAL CAPITAL MARKETS, LLC
CRD#: 16191 / SEC#: , 8-33457
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 4 |
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