Louis Idrobo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Idrobo, who also goes by Louis Alexander Idrobo, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1994. Louis had worked at 12 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 4, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2014 - January 5, 2015
T3 TRADING GROUP, LLC
December 11, 2013 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
July 15, 2011 - February 1, 2012
WTS PROPRIETARY TRADING GROUP LLC
September 22, 2008 - July 16, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
October 23, 2006 - October 24, 2006
FIS BROKERAGE & SECURITIES SERVICES LLC
April 21, 2003 - August 24, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
February 27, 2001 - March 13, 2003
WORLDCO, L.L.C.
October 9, 1997 - April 29, 1999
PACIFIC CORTEZ SECURITIES INCORPORATED
November 13, 1996 - September 8, 1997
LT LAWRENCE & CO., INC.
January 12, 1996 - October 1, 1996
HFC CAPITAL CORP.
September 1, 1995 - January 30, 1996
GLOBAL STRATEGIES GROUP, INC.
July 31, 1995 - September 1, 1995
VISION INVESTMENT GROUP, INC.
April 24, 1995 - July 19, 1995
PARAGON CAPITAL MARKETS, INC.
March 24, 1995 - April 17, 1995
GLOBAL EQUITIES GROUP INC
November 16, 1994 - March 22, 1995
PACIFIC CORTEZ SECURITIES INCORPORATED
July 21, 1994 - November 18, 1994
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/21/2001
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
