David J. Ledoux
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David James Ledoux was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1994. David had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2017 - June 4, 2018
CRAFT CAPITAL MANAGEMENT LLC
August 21, 2014 - December 18, 2017
WESTPARK CAPITAL, INC.
June 20, 2001 - August 8, 2014
NATIONAL SECURITIES CORPORATION
August 31, 1998 - June 19, 2001
FAS WEALTH MANAGEMENT SERVICES, INC.
October 26, 1994 - August 31, 1998
BILTMORE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CRAFT CAPITAL MANAGEMENT LLC
CRD#: 171350 / SEC#: , 8-69455
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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