PW
Phillip R. Whitehead
EAGLE STRATEGIES LLC
BRANDON, MS 39047
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CRD#: 2513482
PW
Professional summary
Phillip Ray Whitehead, CFP®, ChFC®, CLU®, who also goes by Phil Ray Whitehead, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Brandon, Mississippi and NYLIFE SECURITIES LLC located in Brandon, Mississippi.
Phillip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Phillip has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Phil Ray Whitehead
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; COMPENSATION: COMMISSIONS] [RENTAL PROPERTY; 111 GRANTS FERRY ROAD, BRANDON, MS 39047; START DATE: 09/2005; ROLE/TITLE: OWNER; INVESTMENT RELATED; 1 HOUR PER WEEK] [REAL ESTATE INVESTMENT (LAND), 111 GRANTS FERRY ROAD, BRANDON, MS 39047. OWNER 34% S-CORP. METHOD OF COMPENSATION/OTHER INCOME IF SOLD. UNSURE OF AMOUNT OF TAXABLE INCOME UNTIL SOLD. ONE HOUR DEVOTED MONTHLY. REAL ESTATE SALES FOR INVESTMENT PURPOSES. PURCHASED SOME LAND TO BE SOLD WITH TWO OTHER OWNER IN AN S-CORP. (PDX INC.). ONLY DISCUSS OUT OPTIONS DO NOT SPEND TIME REGULARLY ON THIS OBA] [COOKIE DOUGH DOCTORS II, LLC - 49% OWNER - MY SPOUSE IS THE SOLE MEMBER OF THIS LLC - I WILL ONLY ASSIST MY WIFE IN LOOKING AT PROFIT/LOSS STATEMENTS WEEKLY IF SHE NEEDS MY HELP. MY WIFE WILL HANDLE THE DAY TO DAY OPERATIONS OF THIS BUSINESS] [COOKIE DOUGH DOCTORS, LLC; 144 MARKET STREET, FLOWOOD, MS 39232; START DATE: 9/2012; ROLE/TITLE: OWNER/MANAGER; NOT INVESTMENT RELATED; 10 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Cookie Dough Doctors III, LLC; retail sales of cookies and ice cream; legal 111 Grants Ferry Rd Brandon, Ms 39047 physical 1801 W Jackson Ave Oxford, Ms 38655; Start Date 08/2016; Role/Title: Owner; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours] [DAWGHOUSE PROPERTIES, LLC; 111 GRANTS FERRY ROAD, BRANDON, MS 39047; START DATE: 8/2012; ROLE/TITLE: OWNER/ MANAGER; INVESTMENT RELATED; 1 HOUR PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [PARK PLACE BAPTIST CHURCH; DEACON IN CHURCH. SERVICE RELATED PROJECTS FOR CHURCH, TAKING UP OFFERING, DOING THE LORD'S SUPPER, PRAYING IN SERVICES; 5701 HWY 80 PEARL, MS 39208; START DATE 05/1993; ROLE/TITLE: DEACON; NOT INVESTMENT RELATED; 2 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; COMPENSATION: NONE] [P R Family Holdings LLC; This is a holding company that will hold Insurance, cash and other LLCs for our family; 111 Grants Ferry Rd Brandon Ms 39047; Start Date 05/2020; Role/Title: Member; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours; I will be the person adding any assets to the LLC like cash or insurance policies or other LLCs] [OPERATING UNDER THE DBA NAME OF WHITEHEAD FINANCIAL GROUP, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; BRANDON, MS; START DATE: 11/2021]
CRS (Client Relationship Summary) - RIA
Click below to view Phillip Ray Whitehead's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 30, 2006 - Present
EAGLE STRATEGIES LLC
Office #1: 111 Grants Ferry Road, Brandon, MS 39047RIA
CRD#: 110826
BRANDON, MS
Current
September 26, 1994 - Present
NYLIFE SECURITIES LLC
Office #1: 111 Grants Ferry Road, Brandon, MS 39047BD
CRD#: 5167
Brandon, MS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/17/2003)
RR
California(1/2/2024)
RR
Colorado(6/21/2022)
RR
Florida(6/7/2007)
RR
Louisiana(10/5/1999)
RR
Mississippi(11/7/1994)
IAR
Mississippi(5/30/2006)
RR
North Carolina(5/14/2025)
RR
Oklahoma(1/12/2006)
RR
Tennessee(1/3/2024)
RR
Texas(5/22/2009)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Brandon, MS 39047TRUST BUT VERIFY
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