GP
Glen S. Park
PARK CAPITAL GROUP
Redondo Beach, CA
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CRD#: 2513445
GP
Professional summary
Glen Sansue Park, CFP® is a registered financial advisor currently at PARK CAPITAL GROUP, INC. located in Redondo Beach, California and LPL FINANCIAL LLC located in Redondo Beach, California.
Glen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Glen has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Estate Planning
Retirement Planning
Comprehensive Financial Planni...
Insurance Planning
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/5/2011: REAL ESTATE RENTAL - (1) RENTAL UNIT. SINGLE FAMILY HOME. RENTER IS NOT A CUSTOMER OF LPL AND NOT AN ADVISOR OF ANOTHER B/D. - 1% OF TIME - SUGARLAND, TX. 2. 1/25/2013: REGISTERED INVESTMENT ADVISOR - PARK CAPITAL GROUP, INC. - PROVIDING INVESTMENT ADVICE ON ADVISORY ACCOUNTS. IN ADDITION, PREPARE FINANCIAL PLANS AND GIVE ADVICE TO ERISA PLAN PARTICIPANTS ON AN HOURLY BASIS. - (HYBRID) PARK CAPITAL GROUP, INC. - TIME SPENT 70% - Redondo Beach, CA. 3. 3/6/2018 - No Business Name - Investment Related - Gardena, CA - Real Estate Rental - Start Date 2/21/2018 - 1 Hour per month/0 During Trading - Rental Unit Condominium. 4. 10/26/2021 - Park Wealth Management - Investment Related - At Reported Business Location(s - DBA for LPL Business (entity for LPL business) - Started 12/03/2019 - 80 Hours Per Month During Securities Trading. 5. 09/20/2023 - Glen Park - Realtor - Mortgage/Real Estate Services - Real Estate Agent - Investment Related - At Reported Business Location(s) - Start Date 03/13/2017 - 1 Hour Per Month/ 0 Hours During Trading 6. Independent Insurance Sales: Start Date: 7/17/1990; Address: 2117 Clark Lane, #B, Redondo Beach, CA 90278; Life/Disability Insurance - CA; Assist clients with determining the appropriate amount of coverage and type of coverage to accomplish their goals. Assist with purchasing the policy and providing on-going service to the client until policy termination; Not Investment Related; Number of Hours Per Month During Non-Trading Hours: 1.5 7. American Dream Builders: Start Date: 9/7/17; Address: 19641 Topeka Lane, Huntington Beach, CA 90278; Duties/Nature of Business: I am the Secretary and handle administrative issues. I am not the rep of record. There are a total of 5 board members. There is a majority vote required. I am not the founder of the organization. I am not providing advice to the board. Investment Related? Y/N - N, Number of Hours Per Month During Trading Hours: 0 hrs/month, Number of Hours Per Month During Non-Trading Hours: 0.5 hrs/month. 8. Successor Trustee to the Park Living Trust: Start Date: 11/7/2017, Address: 2117 Clark Lane, #B, Redondo Beach, CA 90278, Duties/Nature of Business: I am currently listed as Successor Trustee for my parents living trust. They are both currently alive., Investment Related? Y/N - N, Number of Hours Per Month During Trading Hours: 0, Number of Hours Per Month During Non-Trading Hours: 0 9. Real Estate Agent: Start Date: 3/27/17, Address: 2117 Clark Lane, #B, Redondo Beach, CA 90278, Duties/Nature of Business: I am a licensed Real Estate Agent. I do not employ individuals non securities-licensed with LPL Financial. This business does share office space with my securities business. Investment Related? Y/N - No, Number of Hours Per Month During Trading Hours: 0, Number of Hours Per Month During Non-Trading Hours: - 0.5 hrs/month.
CRS (Client Relationship Summary) - RIA
Click below to view Glen Sansue Park's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
January 3, 2013 - Present
PARK CAPITAL GROUP, INC.
RIA
CRD#: 165884
Redondo Beach, CA
Current
December 14, 2010 - Present
LPL FINANCIAL LLC
RIA
BD
CRD#: 6413
REDONDO BEACH, CA
Past
December 14, 2010 - December 4, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
ALISO VIEJO, CA
Past
December 20, 2007 - December 15, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
CERRITOS, CA
Past
January 4, 2007 - April 30, 2007
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY
RIA
CRD#: 109729
MILWAUKEE, WI
Past
January 24, 2005 - January 8, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
CERRITOS, CA
Past
May 29, 1998 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
September 1, 1994 - December 15, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
CERRITOS, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/14/2010)
IAR
California(1/14/2013)
RR
Colorado(1/7/2020)
RR
Florida(10/17/2023)
RR
Texas(12/14/2010)
IAR
Texas(1/3/2013)
RR
Wyoming(3/31/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PC
PARK CAPITAL GROUP, INC.
PARK CAPITAL GROUP, INC. | PARK WEALTH MANAGEMENT
CRD#: 165884 / SEC#:
California
Registered Investment Advisory firm - (1/14/2013 Approved)Louisiana
Registered Investment Advisory firm - (11/6/2015 Terminated)Texas
Registered Investment Advisory firm - (1/3/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Redondo Beach, CA
Mailing Address
Phone number
(714) 624-3802
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 247 |
| AUM (Assets Under Management) | $ 71,651,000 |
Red Flags
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