Lisa T. Leonard

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CRD#: 2513407

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lisa Tilley Leonard, who also goes by Lisa Leonard, Lisa Scott Tilley, was a registered financial professional .

Lisa is a previously registered financial professional and started their career in finance in 1996. Lisa had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Lisa Leonard | Lisa Scott Tilley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 9, 2017 - January 20, 2021

TRUE NORTH ADVISORS, LLC

RIA

CRD#: 116048

DALLAS, TX

Past

May 30, 2006 - November 1, 2006

AMERICAN SECURITIES GROUP, INC.

RIA

CRD#: 43730

DALLAS, TX

Past

November 23, 2005 - December 31, 2016

TRUE NORTH ADVISORS, LLC

RIA

CRD#: 116048

DALLAS, TX

Past

April 21, 2005 - October 8, 2007

AMERICAN SECURITIES GROUP, INC.

CRD#: 43730

DALLAS, TX

Past

May 2, 2002 - March 3, 2005

NORTHERN TRUST SECURITIES, INC.

RIA

CRD#: 7927

DALLAS, TX

Past

September 14, 2001 - March 3, 2005

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

CHICAGO, IL

Past

January 21, 2000 - January 18, 2001

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

NEW YORK, NY

Past

September 17, 1999 - January 28, 2000

JPMSI

CRD#: 15733

NEW YORK, NY

Past

September 24, 1996 - September 15, 1999

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

August 2, 1996 - September 23, 1996

LOCKWOOD FINANCIAL SERVICES, INC.

CRD#: 40655

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUE NORTH ADVISORS, LLC

CRD#: 116048 / SEC#: 801-66250

RIA

Registered Investment Advisory firm - (2/21/2006 Approved)

Texas

Registered Investment Advisory firm - (3/2/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/2/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/17/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/1/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/7/2000

General Securities Principal Examination

Current Firm

TRUE NORTH ADVISORS, LLC

CRD#: 116048 / SEC#: 801-66250

RIA

Registered Investment Advisory firm - (2/21/2006 Approved)

Texas

Registered Investment Advisory firm - (3/2/2006 Terminated)

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Contact information

Main Address

3131 Turtle Creek Suite 1300, Dallas, TX 75219

Mailing Address

Phone number

(214) 360-7300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRUE NORTH ADVISORS, LLC DISCLOSURE BROCHURE (9/24/2025)

Regulatory assets under management

Total Number of Accounts	4,317
AUM (Assets Under Management)	$ 4,478,245,158

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lisa T. Leonard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERICAN SECURITIES GROUP, INC.

TRUE NORTH ADVISORS, LLC

AMERICAN SECURITIES GROUP, INC.

NORTHERN TRUST SECURITIES, INC.

NORTHERN TRUST SECURITIES, INC.

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

JPMSI

UBS FINANCIAL SERVICES INC.

LOCKWOOD FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

TRUE NORTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/2/1996

Series 63

Date: 9/17/1996

Series 7

Date: 8/1/1996

Series 24

Date: 3/7/2000

Current Firm

TRUE NORTH ADVISORS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUE NORTH ADVISORS, LLC

TRUST BUT VERIFY

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