AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MS

Michael J. Scanlon

Some features on this profile are disabled
CRD#: 2513313
MS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael John Scanlon was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 17, 2016 - September 5, 2018

DAKOY CAPITAL MARKETS LLC

BD
CRD#: 169954
HUNTINGTON, NY
Past

August 21, 2013 - September 8, 2016

PIPER SANDLER & CO.

BD
CRD#: 665
EL SEGUNDO, CA
Past

July 2, 2012 - April 8, 2013

VIRTU AMERICAS LLC

BD
CRD#: 149823
SAN FRANCISCO, CA
Past

April 17, 2012 - July 2, 2012

KNIGHT CAPITAL AMERICAS, L.P.

BD
CRD#: 38599
LOS ANGELES, CA
Past

June 9, 2009 - April 4, 2012

CRT CAPITAL GROUP LLC

BD
CRD#: 28830
LOS ANGELES, CA
Past

August 25, 2008 - April 7, 2009

AMHERST SECURITIES GROUP, L.P.

BD
CRD#: 31141
SANTA MONICA, CA
Past

February 13, 2007 - July 22, 2008

COUNTRYWIDE SECURITIES CORPORATION

BD
CRD#: 10598
CALABASAS, CA
Past

June 12, 2001 - February 9, 2007

FHN FINANCIAL SECURITIES CORP.

BD
CRD#: 46346
MANHATTAN BEACH, CA
Past

December 8, 1997 - January 23, 1998

AUSTIN ATLANTIC CAPITAL INC.

BD
CRD#: 43981
CORAL GABLES, FL
Past

October 4, 1996 - December 3, 1997

SHAY GOVERNMENT SECURITIES CO.

BD
CRD#: 27214
Past

October 4, 1996 - December 8, 1997

SHAY FINANCIAL SERVICES CO.

BD
CRD#: 27215
IRVING, TX
Past

July 12, 1994 - October 8, 1996

DINNER KEY ADVISORS INCORPORATED

BD
CRD#: 30069

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/7/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/5/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/11/2001
General Securities Representative Examination

Current Firm

DC
DAKOY CAPITAL MARKETS LLC
DAKOY CAPITAL MARKETS LLC

CRD#: 169954 / SEC#: , 8-69401

BD
Terminated by SEC on 03/16/2019
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
New York since 09/03/2013
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
DAKOY CAPITAL HOLDINGS LLCDIRECT OWNER
BECK, SCOTT DAVIDPRESIDENT1592399
SPIVEY, CRAIG HENRYCEO/CHIEF COMPLIANCE OFFICER1777450

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DAKOY CAPITAL MARKETS LLC

CRD#: 169954

TRUST BUT VERIFY

Monitor Michael Scanlon

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics