Bradley P. Kobitter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Phillip Kobitter was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1994. Bradley had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2015 - September 30, 2019
ALLSTATE FINANCIAL SERVICES, LLC
March 2, 2011 - August 5, 2014
LPL FINANCIAL LLC
March 2, 2011 - August 5, 2014
LPL FINANCIAL LLC
May 16, 2008 - March 3, 2011
CHASE INVESTMENT SERVICES CORP.
May 16, 2008 - March 3, 2011
CHASE INVESTMENT SERVICES CORP.
January 7, 2004 - October 21, 2005
WORLD EQUITY GROUP, INC.
January 7, 2004 - December 11, 2007
WORLD EQUITY GROUP, INC.
March 28, 2001 - May 16, 2003
RBC CAPITAL MARKETS, LLC
September 15, 2000 - May 16, 2003
RBC CAPITAL MARKETS, LLC
June 7, 1999 - September 21, 2000
GRUNTAL & CO., L.L.C.
August 1, 1994 - June 11, 1999
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
