RB
Richard W. Bird
J. W. COLE ADVISORS
Springville, UT 84663
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CRD#: 2513217
RB
Professional summary
Richard Warren Bird, ChFC®, who also goes by Richard Warren Bird, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Springville, Utah and J.W. COLE FINANCIAL, INC. located in Springville, Utah.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Richard has worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard Warren Bird
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Richard Bird CPA, LLC-N-Springville, UT-Tax Preparation-CPA-08/2016-20-20-Prepare tax returns practice (2) Executor of Deceased Father's Estate-N-Springville, UT-Pay bills for Fathers home-Executor-08/2017-0-0-Fathers home is being lived in by his 2nd wife, responsible for paying bills until she has passed (3) Hobble Creek Professional Office Condo Association-N-Springville, UT-Condo Responsibilities-Owner-08/2017-0-0-Rotate regularly different responsibilities for the Complex. (4) DBA ArrivaSure Wealth LLC; 1220 North Main St., Suite 9, Springville UT 84663; Owner; Start 1/2019; includes securities business and ASG fixed insurance. (5) Vantage Point Real Estate LLC; 1220 N. Main Street, Unit #9, Springville, UT 84663; Not investment related; Owner; Residential Rental 4-plex, office suite rental; Landlord - select tenants, manage the apartment; Start 9/25/2023; 4 hrs./mo. during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Warren Bird's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 18, 2019 - Present
J. W. COLE ADVISORS, INC.
Office #1: 1220 North Main St. Suite 9, Springville, UT 84663RIA
CRD#: 112294
Springville, UT
Current
April 16, 2019 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 1220 North Main Street Suite 9, Springville, UT 84663BD
CRD#: 124583
Springville, UT
Past
January 4, 2018 - April 18, 2019
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
SPRINGVILLE, UT
Past
January 3, 2018 - April 18, 2019
G.F. INVESTMENT SERVICES, LLC
BD
CRD#: 132939
Springville, UT
Past
May 8, 2012 - December 31, 2017
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BD
CRD#: 13609
Springville, UT
Past
March 12, 2012 - December 31, 2017
BFC PLANNING, INC.
RIA
CRD#: 119682
SPRINGVILLE, UT
Past
September 23, 2005 - November 19, 2012
CB FINANCIAL ADVISORS
RIA
CRD#: 136183
PROVO, UT
Past
August 4, 2003 - September 9, 2005
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
PROVO, UT
Past
August 1, 2003 - September 9, 2005
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
January 11, 1995 - May 8, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
MIDVALE, UT
Past
September 2, 1994 - May 8, 2003
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
September 2, 1994 - May 8, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Utah(4/16/2019)
IAR
Utah(4/18/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Springville, UT 84663TRUST BUT VERIFY
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