Paul R. Black
Professional summary
Paul Russell Black, who also goes by Paul Black, is a registered financial advisor currently at WCM INVESTMENT MANAGEMENT located in Laguna Beach, California.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Paul has worked at 3 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul Russell Black's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 5, 2011 - Present
WCM INVESTMENT MANAGEMENT
Office #1: 281 Brooks Street, Laguna Beach, CA 92651-2974October 3, 1997 - December 22, 1997
VP DISTRIBUTORS LLC
March 7, 1997 - October 3, 1997
PASADENA FUND SERVICES, INC.
Primary Firm SEC Registration
WCM INVESTMENT MANAGEMENT
CRD#: 104702 / SEC#: 801-11916
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/5/2011)
Exams
Current Firm
WCM INVESTMENT MANAGEMENT
CRD#: 104702 / SEC#: 801-11916
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,438 |
| AUM (Assets Under Management) | $ 74,688,235,740 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/16/2025 | ||
| 01/16/2025 | ||
| 06/20/2023 | ||
| 10/25/2022 |
Red Flags
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