Patrick Giglio
Professional summary
Patrick Giglio was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Patrick is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Patrick had worked at 3 firms, which includes RUSSO SECURITIES INC., WILLIAM SCOTT & CO. L.L.C., MONITOR INVESTMENT GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 1997 - October 23, 1998
RUSSO SECURITIES INC.
September 6, 1996 - July 10, 1997
WILLIAM SCOTT & CO. L.L.C.
October 26, 1995 - July 25, 1996
MONITOR INVESTMENT GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
RUSSO SECURITIES INC.
CRD#: 14425 / SEC#: , 8-24052
Contact information
Documents
Disclosures
| Regulatory Event | 20 |
| Civil Event | 1 |
| Arbitration | 9 |
Red Flags
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