Sara L. Klaessy
Professional summary
Sara Lynn Klaessy, who also goes by Sara Lynn Paulson, Sara Paulson, is a registered financial advisor currently at 1834 INVESTMENT ADVISORS CO. located in Grimes, Iowa.
Sara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Sara has worked at 2 firms and has passed the Series 65, Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sara Lynn Klaessy's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2025 - Present
1834 INVESTMENT ADVISORS CO.
July 22, 2011 - November 2, 2018
PRINCIPAL SECURITIES, INC.
July 11, 2011 - November 2, 2018
PRINCIPAL SECURITIES, INC.
March 21, 2005 - December 31, 2009
PRINCIPAL SECURITIES, INC.
August 15, 1994 - December 31, 2009
PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
1834 INVESTMENT ADVISORS CO.
CRD#: 105435 / SEC#: 801-11335
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/18/2025)
Exams
Current Firm
1834 INVESTMENT ADVISORS CO.
CRD#: 105435 / SEC#: 801-11335
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 924 |
| AUM (Assets Under Management) | $ 1,034,664,175 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/21/2024 | ||
| 01/11/2024 |
Red Flags
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