Scott J. Jimison

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES

Beachwood, OH

Some features on this profile are disabled

CRD#: 2512772

Professional summary

Scott Joseph Jimison, who also goes by Scott Joseph Jimison, Scott J Jimison, Scott J. Jimison, Scott Jimison, is a registered financial advisor currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in Beachwood, Ohio.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Scott has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Joseph Jimison | Scott J Jimison | Scott J. Jimison | Scott Jimison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Joseph Jimison's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Scott Joseph Jimison's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2023 - Present

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

Office #2: Two Chagrin Highlands 3000 Auburn Drive Suite 150, Beachwood, OH, 44122

RIA

CRD#: 20472

Beachwood, OH

Current

May 4, 2023 - Present

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

Office #1: Two Chagrin Highlands 3000 Auburn Drive Suite 150, Beachwood, OH, 44122

RIA

CRD#: 20472

Beachwood, OH

Past

July 25, 2022 - April 26, 2023

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Orange Village, OH

Past

July 23, 2022 - April 26, 2023

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Orange Village, OH

Past

June 29, 2022 - October 14, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

Orange Village, OH

Past

June 29, 2022 - April 26, 2023

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Orange Village, OH

Past

June 28, 2022 - April 26, 2023

TD AMERITRADE, INC.

CRD#: 7870

Orange Village, OH

Past

December 3, 2020 - December 9, 2021

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

HUBBARD, OH

Past

December 3, 2020 - December 9, 2021

EQUITABLE ADVISORS, LLC

CRD#: 6627

HUBBARD, OH

Past

August 7, 2013 - November 13, 2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

BEACHWOOD, OH

Past

August 7, 2013 - November 13, 2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

BEACHWOOD, OH

Past

September 13, 2012 - July 1, 2013

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

TWINSBURG, OH

Past

September 13, 2012 - July 1, 2013

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

TWINSBURG, OH

Past

July 1, 2010 - September 5, 2012

TD AMERITRADE, INC.

RIA

CRD#: 7870

BEACHWOOD, OH

Past

July 1, 2010 - September 5, 2012

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

BEECHWOOD, OH

Past

June 18, 2010 - September 5, 2012

TD AMERITRADE, INC.

CRD#: 7870

BEACHWOOD, OH

Past

December 16, 2009 - June 11, 2010

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

AKRON, OH

Past

October 26, 2009 - June 11, 2010

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

AKRON, OH

Past

March 13, 2008 - September 12, 2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

AKRON, OH

Past

December 18, 2006 - January 28, 2008

KEY INVESTMENT SERVICES LLC

RIA

CRD#: 136300

CANFIELD, OH

Past

December 18, 2006 - January 28, 2008

KEY INVESTMENT SERVICES LLC

CRD#: 136300

CANFIELD, OH

Past

March 21, 2003 - December 19, 2006

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

STEUBENVILLE, OH

Past

March 19, 2003 - December 19, 2006

NATCITY INVESTMENTS, INC.

CRD#: 17490

STEUBENVILLE, OH

Past

March 5, 1998 - March 19, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

December 18, 1996 - February 25, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 20, 1995 - November 15, 1996

FAIRCHILD FINANCIAL GROUP, INC.

CRD#: 21404

NEW YORK, NY

Past

October 11, 1994 - November 21, 1995

L.C. WEGARD & CO., INC.

CRD#: 3722

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472 / SEC#: 801-63550, 8-44454

RIA

Registered Investment Advisory firm - SEC (9/24/2004 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/25/2024)

Connecticut
(7/30/2025)

Florida
(5/4/2023)

Indiana
(8/16/2023)

Michigan
(5/4/2023)

Ohio
(5/5/2023)

IAR

Ohio
(5/5/2023)

Pennsylvania
(8/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/24/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/20/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/10/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/4/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472 / SEC#: 801-63550, 8-44454

RIA

Registered Investment Advisory firm - SEC (9/24/2004 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

730 Third Avenue, New York, NY 10017-3206

Mailing Address

8500 Andrew Carnegie Boulevard Mail Stop Ssc/c2/08, Charlotte, NC 28262-8500

Phone number

(704) 988-3565

Established

Delaware since 01/01/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

1,319

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ADVICE & PLANNING SERVICES TIAA PERSONAL PORTFOLIO WRAP FEE PROGRAM - JANUARY 1, 2026 (12/19/2025)

ADVICE & PLANNING SERVICES PRIVATE ASSET MANAGEMENT PROGRAM - JANUARY 1, 2026 (12/19/2025)

ADVICE & PLANNING SERVICES PORTFOLIO ADVISOR WRAP FEE PROGRAM - JANUARY 1, 2026 (12/19/2025)

TC SERVICES ADVICE & PLANNING SERVICES DISCLOSURE BROCHURE - JANUARY 1, 2026 (12/19/2025)

Direct owners and executive officers

Name	Position	CRD#
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA	SOLE OWNER OF APPLICANT
ABBOTT, ROSS HAMLET	PRESIDENT, CEO (INTERIM), CHIEF OPERATING OFFICER, ELECTED MANAGER	2756063
BARNHILL, HELEN GWYN	CHIEF LEGAL OFFICER	2574877
BELLUCCI, RAYMOND JOHN	ELECTED MANAGER	1807977
HEASLIP, DEREK JAMES	ELECTED MANAGER	6318596
INTIHAR, JEREMY ROSS	CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER	5040823
LEWIS, BENJAMIN HERBERT	ELECTED MANAGER	1687894
MANGANO, JENNIFER LYNN	CHIEF FINANCIAL OFFICER	7659359
MUKHERJEE, NILADRI	ELECTED MANAGER	5227234
SARAVANAN, SHANKAR	VICE PRESIDENT, ELECTED MANAGER	7789140
STICKROD, CHRISTOPHER EUGENE	ELECTED MANAGER	4627958
WEINSTEIN, SCOTT WILLIAM	CHIEF COMPLIANCE OFFICER - BROKER DEALER	4324014

Regulatory assets under management

Total Number of Accounts	72,807
AUM (Assets Under Management)	$ 34,343,329,152

Disclosures

Regulatory Event	8
Arbitration	4

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/22/2026	Cover Page	Report
01/23/2025	Cover Page	Report
12/13/2023	Cover Page	Report
03/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scott J. Jimison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Joseph Jimison's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Scott Joseph Jimison's CRS (Customer Relationship Summary).

Certified licenses

Experience

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

KEY INVESTMENT SERVICES LLC

KEY INVESTMENT SERVICES LLC

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FAIRCHILD FINANCIAL GROUP, INC.

L.C. WEGARD & CO., INC.

Primary Firm SEC Registration

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/24/1996

Series 63

Date: 10/20/1994

SIE

Date: 10/1/2018

Series 7

Date: 10/10/1994

Series 24

Date: 8/4/2003

FINRA

Current Firm

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors