William J. Jacobs
Professional summary
William John Jacobs, who also goes by William Jacobs, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Boston, Massachusetts.
William is registered as a RR (Registered Representative) and started their career in finance in 1994. William has worked at 3 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William John Jacobs's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2024 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 100 Federal Street, Boston, MA 02110December 22, 2020 - July 3, 2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
August 24, 1994 - September 7, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 2/22/2024
Operations Professional ExaminationSeries 7TO
Date: 12/22/2020
General Securities Representative ExaminationFINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064Boston, MA 02110TRUST BUT VERIFY
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