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EF

Edwin J. Farrell

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CRD#: 2512615
EF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Edwin James Farrell was a registered financial professional .

Edwin is a previously registered financial professional and started their career in finance in 1995. Edwin had worked at 7 firms and has passed the Series 63, Series 7, Series 52 and Series 8 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 23, 2012 - December 19, 2013

CCF ADVISORS LLC

RIA
CRD#: 141018
ROCKY RIVER, OH
Past

December 13, 2011 - November 1, 2013

FORTUNE FINANCIAL SERVICES, INC.

BD
CRD#: 42150
ROCKY RIVER, OH
Past

March 22, 2007 - December 5, 2011

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
MEDINA, OH
Past

March 20, 2007 - December 5, 2011

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
MEDINA, OH
Past

January 1, 2001 - March 22, 2007

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
MEDINA, OH
Past

December 12, 2000 - March 22, 2007

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
MEDINA, OH
Past

September 5, 2000 - December 31, 2000

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY
Past

September 9, 1996 - September 1, 2000

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

November 22, 1995 - April 26, 1996

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/15/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/6/1996
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52
Date: 11/21/1995
Municipal Securities Representative Examination
Principal/Supervisory Exam
RR
Series 8
Date: 5/19/1998
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

CA
CCF ADVISORS LLC
CCF ADVISORS LLC

CRD#: 141018 / SEC#:

Ohio
Registered Investment Advisory firm - (6/19/2006 Approved)
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Contact information

Main Address
21851 Center Ridge Road Suite 404, Rocky River, OH 44116
Mailing Address
Phone number
(440) 253-2077
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts55
AUM (Assets Under Management)$ 12,070,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CCF ADVISORS LLC

CRD#: 141018

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