Philip J. Kiernan

CARNEGIE LAKE ADVISORS LLC

Princeton, NJ 08540

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CRD#: 2512552

Professional summary

Philip John Kiernan JR, who also goes by Philip J Kiernan Jr, is a registered financial advisor currently at CARNEGIE LAKE ADVISORS LLC located in Princeton, New Jersey.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Philip has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Philip J Kiernan Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.RLM AGENCY C/O ROY PERAGALLO - GENERAL AGENT FOR TERM AND LIFE INSURANCE (INSURANCE AGENCY). PRIMARILY AMERICAN GENERAL LIFE INSURANCE PRODUCTS. HE ALSO SELLS LIFE INSURANCE THROUGH CRUMP. 2 HOURS PER MONTH DEVOTED TO THE OUTSIDE BUSINESS, 0 DURING SECURITY TRADING HOURS. RLM AGENCY FACILITATES PROCESSING OF APPLICATIONS FOR AMERICAN GENERAL LIFE INSURANCE PRODUCTS PURCHASED BY MY CLIENTS. COMMISSIONS ARE EARNED ON THE SALES OF THESE POLICIES. HIGHLANDER CAPITAL MANAGEMENT, LLC. AN SEC REGISTERED INVESTMENT ADVISORY FIRM

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip John Kiernan JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2024 - Present

CARNEGIE LAKE ADVISORS LLC

Office #1: 100 Overlook Center 2nd Floor, Princeton, NJ 08540

RIA

CRD#: 330024

Princeton, NJ

Past

September 16, 2014 - July 17, 2024

HIGHLANDER CAPITAL MANAGEMENT LLC

RIA

CRD#: 106667

SHORT HILLS, NJ

Past

September 15, 2014 - September 14, 2023

HIGHLANDER CAPITAL GROUP, INC.

CRD#: 19074

SHORT HILLS, NJ

Past

May 5, 2006 - September 16, 2014

CANTELLA & CO., INC.

RIA

CRD#: 13905

NUTLEY, NJ

Past

May 6, 2005 - September 16, 2014

CANTELLA & CO., INC.

CRD#: 13905

NUTLEY, NJ

Past

December 8, 2000 - May 19, 2005

PRIME CAPITAL SERVICES, INC.

CRD#: 18334

POUGHKEEPSIE, NY

Past

September 12, 1995 - December 11, 2000

HIGHLANDER CAPITAL GROUP, INC.

CRD#: 19074

SHORT HILLS, NJ

Past

November 9, 1994 - October 2, 1995

C. J. M. PLANNING CORP.

CRD#: 5698

POMPTON LAKES, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARNEGIE LAKE ADVISORS LLC

CRD#: 330024 / SEC#: 801-129720

RIA

Registered Investment Advisory firm - (3/22/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(4/23/2024)

IAR

Texas
(4/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/15/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/6/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/5/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/7/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/1/2007

General Securities Principal Examination

Current Firm

CARNEGIE LAKE ADVISORS LLC

CRD#: 330024 / SEC#: 801-129720

RIA

Registered Investment Advisory firm - (3/22/2024 Approved)

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Contact information

Main Address

100 Overlook Center 2nd Floor, Princeton, NJ 08540

Mailing Address

Phone number

(609) 955-3667

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

20250625 CLA ADV PART 2A (6/27/2025)

Regulatory assets under management

Total Number of Accounts	431
AUM (Assets Under Management)	$ 374,441,960

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Philip J. Kiernan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip John Kiernan JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGHLANDER CAPITAL MANAGEMENT LLC

HIGHLANDER CAPITAL GROUP, INC.

CANTELLA & CO., INC.

CANTELLA & CO., INC.

PRIME CAPITAL SERVICES, INC.

HIGHLANDER CAPITAL GROUP, INC.

C. J. M. PLANNING CORP.

Primary Firm SEC Registration

CARNEGIE LAKE ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/15/2006

Series 63

Date: 10/6/1997

SIE

Date: 10/1/2018

Series 7

Date: 8/5/1997

Series 6

Date: 9/7/1994

Series 24

Date: 6/1/2007

Current Firm

CARNEGIE LAKE ADVISORS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CARNEGIE LAKE ADVISORS LLC

TRUST BUT VERIFY

Contact information

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