David J. Dennett

SOLID POINT WEALTH ADVISORS

Queensbury, NY

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CRD#: 2512476

Professional summary

David John Dennett is a registered financial advisor currently at SOLID POINT WEALTH ADVISORS, LLC located in Queensbury, New York.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. David has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David John Dennett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2023 - Present

SOLID POINT WEALTH ADVISORS, LLC

RIA

CRD#: 323093

Queensbury, NY

Past

November 11, 2021 - January 6, 2023

SANDHILL INVESTMENT MANAGEMENT

RIA

CRD#: 129800

Saratoga Springs, NY

Past

May 11, 2001 - February 7, 2002

SUNBELT SECURITIES, INC.

CRD#: 42180

HOUSTON, TX

Past

July 11, 1994 - August 25, 1997

FLEET ENTERPRISES, INC.

CRD#: 17434

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOLID POINT WEALTH ADVISORS, LLC

CRD#: 323093 / SEC#: 801-126623

RIA

Registered Investment Advisory firm - (9/23/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/11/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/25/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/8/1994

General Securities Representative Examination

Current Firm

SOLID POINT WEALTH ADVISORS, LLC

CRD#: 323093 / SEC#: 801-126623

RIA

Registered Investment Advisory firm - (9/23/2022 Approved)

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Contact information

Main Address

Queensbury, NY

Mailing Address

Phone number

(518) 681-0107

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOLID POINT WEALTH ADVISORS, LLC ADV BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	160
AUM (Assets Under Management)	$ 80,305,917

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David J. Dennett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David John Dennett's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOLID POINT WEALTH ADVISORS, LLC

SANDHILL INVESTMENT MANAGEMENT

SUNBELT SECURITIES, INC.

FLEET ENTERPRISES, INC.

Primary Firm SEC Registration

SOLID POINT WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/11/2021

Series 63

Date: 7/25/1994

Series 7

Date: 7/8/1994

Current Firm

SOLID POINT WEALTH ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOLID POINT WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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