John M. Howard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Michael Howard SR, who also goes by John Michael Howard, Mike Howard, was a registered financial advisor .
John is a previously registered financial advisor and started their career in finance in 1973. John had worked at 9 firms and has passed the Series 63, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2003 - November 22, 2010
VERITRUST FINANCIAL, LLC
April 22, 2002 - November 22, 2010
VERITRUST FINANCIAL, LLC
June 14, 1994 - February 6, 2004
ASSOCIATED INVESTMENT MANAGEMENT INC
October 20, 1989 - April 22, 2002
ARAGON FINANCIAL SERVICES, INC.
January 3, 1989 - May 10, 1989
NATIONWIDE INVESTMENT SERVICES CORPORATION
October 28, 1988 - August 26, 1989
CADARET, GRANT & CO., INC.
July 11, 1984 - November 17, 1988
FOCUS SECURITIES, INC.
December 16, 1983 - July 30, 1984
CARDELL & ASSOCIATES, INCORPORATED
February 23, 1983 - December 14, 1983
INTEGRATED RESOURCES EQUITY CORPORATION
January 2, 1973 - March 28, 1990
AMERICAN GENERAL EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/20/1972
Registered Representative ExaminationCurrent Firm
VERITRUST FINANCIAL, LLC
CRD#: 106594 / SEC#: 801-71237, 8-53006
Contact information
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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