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JH

John Lee Hampton

CAMPBELL FINANCIAL SERVICES
BALTIMORE, MD
·CRD# 2512371·29 years experience

Professional Summary

John Lee Hampton is a registered financial advisor currently at CAMPBELL FINANCIAL SERVICES, LLC located in Baltimore, Maryland. John is registered as a RR (Registered Representative) and started their career in finance in 1994. John has worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 6 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

CAMPBELL FINANCIAL SERVICES, LLC·CRD# 42953
BD
2850 Quarry Lake Drive Ste. 100, Baltimore, MD 21209
January 10, 2012 - Present
WELLS INVESTMENT SECURITIES,INC.·CRD# 15252
BD
Norcross, GA
August 24, 2001 - January 3, 2012
CETERA ADVISORS LLC·CRD# 10299
BD
Greenwood Village, CO
August 13, 1998 - December 31, 2001
NYLIFE SECURITIES LLC·CRD# 5167
BD
New York, NY
January 14, 1998 - September 18, 1998
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
July 15, 1994 - December 31, 1994

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Current Firm

CF
CAMPBELL FINANCIAL SERVICES, LLC

CAMPBELL FINANCIAL SERVICES, INC. | CAMPBELL FINANCIAL SERVICES, LLC

CRD#: 42953 / SEC#: 8-50119
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

2850 Quarry Lake Drive, Ste. 100, Baltimore, MD 21209

Mailing Address

2850 Quarry Lake Drive, Ste. 100, Baltimore, MD 21209

Phone Number

(410) 413-2600

Established

Maryland since 03/18/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CAMPBELL & COMPANY, LPOWNER—
LLOYD, THOMAS PAGEDIRECTOR, PRESIDENT & SECRETARY4001249
MCANDREW, JAYMEECHIEF FINANCIAL OFFICER & TREASURER7497549
PRADEL, PHILIPPE BAPTISTE-HENRICHIEF COMPLIANCE OFFICER7327304
RADLE, JOHN ROBERTDIRECTOR & CHIEF OPERATING OFFICER2046095

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alaska
(1/10/2012)
RR
Arizona
(1/10/2012)
RR
Colorado
(1/10/2012)
RR
Hawaii
(1/10/2012)
RR
Idaho
(1/10/2012)
RR
Iowa
(1/10/2012)
RR
Kansas
(1/10/2012)
RR
Maryland
(5/31/2018)
RR
Minnesota
(1/10/2012)
RR
Montana
(1/10/2012)
RR
Nebraska
(1/10/2012)
RR
Nevada
(1/10/2012)
RR
New Mexico
(1/10/2012)
RR
North Dakota
(1/10/2012)
RR
Oklahoma
(1/10/2012)
RR
Oregon
(1/10/2012)
RR
South Dakota
(1/10/2012)
RR
Texas
(1/10/2012)
RR
Utah
(1/10/2012)
RR
Washington
(1/10/2012)
RR
Wisconsin
(1/10/2012)
RR
Wyoming
(1/10/2012)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Sep 2012About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jul 2001About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1998About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Nov 1999About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Lee Hampton's CRS (Customer Relationship Summary).

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