Nicolo A. Celentano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicolo Antonio Celentano, who also goes by Nicholas Antonio Celentano, Nick Celentano, Nico Celentano, was a registered financial professional .
Nicolo is a previously registered financial professional and started their career in finance in 2007. Nicolo had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2017 - June 19, 2018
CITI PRIVATE ALTERNATIVES, LLC
November 22, 2016 - June 19, 2018
CITIGROUP GLOBAL MARKETS INC.
November 8, 2016 - June 19, 2018
CITIGROUP GLOBAL MARKETS INC.
June 21, 2012 - August 1, 2012
TEJAS SECURITIES GROUP, INC.
January 4, 2012 - June 11, 2012
TEJAS SECURITIES GROUP, INC.
August 13, 2009 - January 3, 2012
KOYOTE TRADING LLC
August 10, 2009 - October 9, 2009
SCHOTTENFELD GROUP LLC
March 30, 2009 - August 10, 2009
ACCESS SECURITIES, LLC
February 29, 2008 - May 2, 2008
RBC CAPITAL MARKETS, LLC
September 18, 2007 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/5/2007
Limited Representative-Equity Trader ExamCurrent Firm
CITI PRIVATE ALTERNATIVES, LLC
CRD#: 153777 / SEC#: 801-71561, 8-69789
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITIGROUP INVESTMENT PARTNERS | MEMBER | |
| CONWAY, JOHN JAMES | PRINCIPAL FINANCIAL OFFICER (FINOP) | 1584619 |
| DE ANDRADE, ROBERTO CARLOS | MANAGER | 5841299 |
| JEAN-BAPTISTE, ALEX | CHIEF COMPLIANCE OFFICER | 6828963 |
| ODONNELL, DANIEL GLENN | MANAGER | 3160132 |
| ODONNELL, NIALL | PRINCIPAL OPERATIONS OFFICER | 6830897 |
| REMAK, MICHAEL DAVID | CEO/MANAGER | 2914374 |
Regulatory assets under management
| Total Number of Accounts | 183 |
| AUM (Assets Under Management) | $ 18,347,749,864 |
Red Flags
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