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Anthony John Johnson

CRD# 2511827·Registered 1995 - 2005
Barred: Anthony John Johnson was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Anthony John Johnson was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1995 - 2005. Anthony had worked at 10 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

CAPITAL GROWTH FINANCIAL, LLC·CRD# 41040
BD
Boca Raton, FL
March 18, 2003 - May 16, 2005
PARK CAPITAL SECURITIES, LLC·CRD# 104206
BD
New York, NY
May 24, 2001 - April 10, 2003
HORNBLOWER & WEEKS, INC.·CRD# 4683
BD
New York, NY
September 17, 1998 - June 11, 2001
TASIN & COMPANY, INC.·CRD# 30709
BD
Hauppauge, NY
May 28, 1997 - September 3, 1998
FAB SECURITIES OF AMERICA, INC.·CRD# 28212
BD
New York, NY
June 14, 1996 - January 27, 1997
TOLUCA PACIFIC SECURITIES CORP.·CRD# 13875
BD
Burbank, CA
December 7, 1995 - July 17, 1996
THE BOSTON GROUP·CRD# 37652
BD
Los Angeles, CA
September 25, 1995 - December 15, 1995
AMERICORP SECURITIES, INC.·CRD# 30405
BD
New York, NY
August 29, 1995 - October 18, 1995
MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
March 22, 1995 - August 31, 1995
A.S. GOLDMEN & CO., INC.·CRD# 23180
BD
Red Bank, NJ
January 19, 1995 - April 12, 1995

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Current Firm

CG
CAPITAL GROWTH FINANCIAL, LLC

CAPITAL GROWTH FINANCIAL, LLC | INTERNATIONAL CAPITAL GROWTH, LTD., LLC | INTERNATIONAL CAPITAL GROWTH, LTD., | INTERNATIONAL CAPITAL GROWTH, LTD. | INTERNATIONAL CAPITAL GROWTH, LLC | INTERNATIONAL CAPITAL GROWTH LLC | CGF SECURITIES, LLC

CRD#: 41040 / SEC#: 8-49268
BD
Terminated by SEC on 04/11/2008

Contact Information

Established

Florida since 02/23/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL GROWTH FINANCIAL, LTD.100% OWNER—
FALKEN, MICHAEL BARRYCHIEF COMPLIANCE OFFICER862958
JACOBS, ALAN LAWRENCECHAIRMAN & CEO1032488
JACOBS, MICHAEL SCOTTPRESIDENT & FINOP1818665

Disclosures

Regulatory Event

12

Arbitration

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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