Anthony J. Johnson
Professional summary
Anthony John Johnson was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Anthony is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Anthony had worked at 10 firms, which includes CAPITAL GROWTH FINANCIAL LLC, PARK CAPITAL SECURITIES LLC, HORNBLOWER & WEEKS INC., TASIN & COMPANY INC., FAB SECURITIES OF AMERICA INC., TOLUCA PACIFIC SECURITIES CORP., THE BOSTON GROUP, AMERICORP SECURITIES INC., MEYERS POLLOCK ROBBINS INC., A.S. GOLDMEN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2003 - May 16, 2005
CAPITAL GROWTH FINANCIAL, LLC
May 24, 2001 - April 10, 2003
PARK CAPITAL SECURITIES, LLC
September 17, 1998 - June 11, 2001
HORNBLOWER & WEEKS, INC.
May 28, 1997 - September 3, 1998
TASIN & COMPANY, INC.
June 14, 1996 - January 27, 1997
FAB SECURITIES OF AMERICA, INC.
December 7, 1995 - July 17, 1996
TOLUCA PACIFIC SECURITIES CORP.
September 25, 1995 - December 15, 1995
THE BOSTON GROUP
August 29, 1995 - October 18, 1995
AMERICORP SECURITIES, INC.
March 22, 1995 - August 31, 1995
MEYERS POLLOCK ROBBINS, INC.
January 19, 1995 - April 12, 1995
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL GROWTH FINANCIAL, LLC
CRD#: 41040 / SEC#: , 8-49268
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
| Arbitration | 8 |
Red Flags
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