John M. Gladdis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Michael Gladdis JR was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1994. John had worked at 7 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, Series 82TO, SIE, Series 55, Series 7, Series 14, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2021 - May 26, 2023
VELOCITY CAPITAL, LLC
January 6, 2021 - December 20, 2023
VELOCITY CLEARING, LLC
January 3, 2001 - April 28, 2020
BILTMORE INTERNATIONAL CORPORATION
May 29, 1996 - December 20, 2000
SOUTH BEACH SECURITIES, INC.
May 2, 1996 - May 24, 1996
SOUTH BEACH SECURITIES, INC.
January 29, 1996 - May 10, 1996
MERIT CAPITAL ASSOCIATES, INC.
November 28, 1995 - April 11, 1996
DINA SECURITIES, INC.
September 6, 1994 - July 5, 1995
T.R. WINSTON & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 55
Date: 3/9/2000
Limited Representative-Equity Trader ExamCurrent Firm
VELOCITY CAPITAL, LLC
CRD#: 171810 / SEC#: , 8-69479
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VCP HOLDINGS, LLC | SOLE MEMBER AND OWNER | |
| AMATO, MATTEO ALBERTO | CHIEF FINANCIAL OFFICER & FINOP | 5877196 |
| BRACERO, FRANK WILLIAM | CONTROLLER | 2178318 |
| FREYER, CHRISTIAN | ROP | 6337912 |
| LOGAN, MICHAEL JAMES | CHIEF ADMINISTRATIVE OFFICER | 5763098 |
| MERCHANT, MUNAF | PRESIDENT | 1937789 |
| SMITH, JEFFREY SCOTT | CHIEF COMPLIANCE OFFICER | 2492551 |
| WIEDMAN, GARY DAVID | CHIEF OPERATING OFFICER | 1947935 |
| YAN, ROY | CHIEF EXECUTIVE OFFICER | 2352916 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
