Larry S. Bernstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Scott Bernstein MR, who also goes by Larry Scott Bernstein, was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1997. Larry had worked at 5 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2019 - October 30, 2024
OLD CITY SECURITIES LLC
December 27, 2018 - September 24, 2019
DRIVEWEALTH INSTITUTIONAL LLC
August 16, 2017 - July 17, 2018
CV BROKERAGE, INC
February 18, 2016 - January 3, 2017
VICTOR SECURITIES, LLC
August 18, 1997 - December 31, 1997
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
OLD CITY SECURITIES LLC
CRD#: 171910 / SEC#: , 8-69488
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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