Sarvey G. Canella

OSAIC WEALTH

MOON TOWNSHIP, PA 15108

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CRD#: 2511559

Professional summary

Sarvey Garcia Canella, CFP® is a registered financial advisor currently at OSAIC WEALTH, INC. located in Moon Township, Pennsylvania.

Sarvey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Sarvey has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

What are your service offerings?

Investment Planning

Inheritance

Retirement Income Management

Social Security Planning

Insurance Planning

Tax Planning

Retirement Planning

Estate Planning

Comprehensive Financial Planni...

Employee and Employer Plan Ben...

Small Business Planning

Business Succession Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CANELLA INSURANCE AGENCY, INC POSITION: President NATURE: INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 04/1994 - LOCATED AT 1150 THORN RUN RD STE 102 MOON TOWNSHIP PA 15108-3102 - 50% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/01/1994 ADDRESS: 1150 Thorn Run Road, Suite 102, Moon Township PA 15108 DESCRIPTION: Sales and service of fixed insurance products. 2. LEGAL SHIELD POSITION: Independent Contractor NATURE: LEGAL SHIELD PRE-PAID LEGAL SERVICES REPRESENTATIVE 1% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 02/05/2017 ADDRESS: 1150 Thorn Run Road, Suite 102, Moon Township PA 15108 DESCRIPTION: Legal Services and Identity Theft Protection 3. CANELLA MANAGED PROPERTIES POSITION: Owner NATURE: CANELLA MANAGED PROPERTIES REAL ESTATE OWNER 1% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1994 ADDRESS: 1150 Thorn Run Road, Suite 102, Moon Township PA 15108 DESCRIPTION: Rental Property 4. CANELLA FINANCIAL GROUP, INC POSITION: Educator NATURE: Teaching INVESTMENT RELATED: Yes NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2010 ADDRESS: 1150 Thorn Run Road, Suite 102, Moon Township PA 15108 DESCRIPTION: Teach financial educational class at a local community college. Canella Financial Group, Inc 5. CCAC - COMMUNITY COLLEGE POSITION: Educator NATURE: Teaching - Instructor at community college INVESTMENT RELATED: Yes NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2010 ADDRESS: 1150 Thorn Run Road, Suite 102, Moon Township PA 15108, United States DESCRIPTION: Teach financial educational class at a local community college. 6. CANELLA FINANCIAL GROUP, INC POSITION: owner NATURE: CANELLA FINANCIAL GROUP (DBA SOLE PROP); TAX PREP OWNER 5% TIME SPENT TEACHING 5% INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/04/2016 ADDRESS: 1150 Thorn Run Road, Suite 102, Moon Township PA 15108, United States DESCRIPTION: Business DBA Name Fixed Insurance 7. CANELLA INSURANCE AGENCY, INC POSITION: President NATURE: INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 04/1994 - LOCATED AT 1150 THORN RUN RD STE 102 MOON TOWNSHIP PA 15108-3102 United States - 50% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/01/1994 ADDRESS: 1150 Thorn Run Road, Suite 102, Moon Township PA 15108, United States DESCRIPTION: Sales and service of fixed insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarvey Garcia Canella's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Sarvey Garcia Canella's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 1150 Thorn Run Rd Ste 102, Moon Township, PA 15108

RIA

CRD#: 23131

MOON TOWNSHIP, PA

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 1150 Thorn Run Rd Ste 102, Moon Township, PA 15108

RIA

CRD#: 23131

MOON TOWNSHIP, PA

Past

April 9, 2010 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

MOON TOWNSHIP, PA

Past

April 9, 2010 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

MOON TOWNSHIP, PA

Past

November 23, 2004 - April 9, 2010

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

MOON TOWNSHIP, PA

Past

November 23, 2004 - April 9, 2010

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

MOON TOWNSHIP, PA

Past

September 26, 2003 - November 19, 2004

SUNSET FINANCIAL SERVICES, INC.

RIA

CRD#: 3538

MOON TOWNSHIP, PA

Past

September 2, 2003 - November 19, 2004

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

KANSAS CITY, MO

Past

July 8, 2000 - September 10, 2003

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

February 29, 2000 - April 1, 2003

BCR FINANCIAL SERVICES, LLC

RIA

CRD#: 119937

WEXFORD, PA

Past

January 7, 2000 - July 8, 2000

POLARIS FINANCIAL SERVICES, INC.

CRD#: 14521

CONCORD, NH

Past

July 28, 1994 - January 5, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 28, 1994 - January 5, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/14/2024)

California
(6/14/2024)

Colorado
(6/14/2024)

Delaware
(6/14/2024)

Florida
(6/14/2024)

IAR

Florida
(6/14/2024)

Georgia
(6/14/2024)

Hawaii
(6/14/2024)

Illinois
(6/14/2024)

Kentucky
(6/14/2024)

Maryland
(6/14/2024)

Massachusetts
(6/14/2024)

Michigan
(6/14/2024)

Missouri
(6/14/2024)

New Jersey
(6/14/2024)

New York
(6/14/2024)

North Carolina
(6/14/2024)

Ohio
(6/14/2024)

Pennsylvania
(6/14/2024)

IAR

Pennsylvania
(6/14/2024)

South Carolina
(6/14/2024)

Tennessee
(6/14/2024)

Texas
(6/14/2024)

IAR

Texas
(6/14/2024)

Virginia
(6/14/2024)

Washington
(6/14/2024)

West Virginia
(6/14/2024)

IAR

West Virginia
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/2/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/27/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 5/4/2005

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/8/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Sarvey G. Canella

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarvey Garcia Canella's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Sarvey Garcia Canella's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

SUNSET FINANCIAL SERVICES, INC.

SUNSET FINANCIAL SERVICES, INC.

OSAIC FS, INC.

BCR FINANCIAL SERVICES, LLC

POLARIS FINANCIAL SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/1999

Series 63

Date: 8/2/1994

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/27/1994

Series 51

Date: 5/4/2005

Series 24

Date: 5/8/2001

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

Contact information

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