Tomy M. Gomez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tomy Marquis Gomez, who also goes by Tom M Gomez, Tomy M Gomez, Tomy Gomez, was a registered financial professional .
Tomy is a previously registered financial professional and started their career in finance in 1995. Tomy had worked at 4 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2017 - March 20, 2018
BASECAMP WEALTH MANAGEMENT, LLC
July 20, 2015 - December 5, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 23, 2015 - December 5, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 17, 1996 - October 14, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 14, 1996 - October 14, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 9, 1995 - August 29, 1996
AMERICORP SECURITIES, INC.
March 1, 1995 - November 22, 1995
JOSEPHTHAL & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
BASECAMP WEALTH MANAGEMENT, LLC
CRD#: 286661 / SEC#:
Contact information
Red Flags
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