Robert E. Kessler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Edward Kessler, who also goes by Robert Kessler, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1994. Robert had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2024 - November 8, 2024
DINOSAUR FINANCIAL GROUP, L.L.C
September 17, 2019 - May 24, 2023
INTESA SANPAOLO IMI SECURITIES CORP.
May 18, 2017 - September 11, 2019
SUSQUEHANNA FINANCIAL GROUP, LLLP
May 19, 2006 - May 19, 2017
SANTANDER INVESTMENT SECURITIES INC.
September 1, 1998 - March 30, 1999
CITIGROUP GLOBAL MARKETS INC.
September 15, 1994 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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