David C. Howell

QUAD CITY INVESTMENT CENTER

Moline, IL 61265

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CRD#: 2511285

Professional summary

David Charles Howell is a registered financial advisor currently at QUAD CITY INVESTMENT CENTER located in Moline, Illinois and LPL FINANCIAL LLC located in Davenport, Iowa.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. David has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Charles Howell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 27, 2009 - Present

QUAD CITY INVESTMENT CENTER

Office #1: 3551 7th Street, Moline, IL 61265

RIA

CRD#: 112187

Moline, IL

Current

August 20, 1999 - Present

LPL FINANCIAL LLC

Office #1: 5405 Utica Ridge Road, Ste 100, Davenport, IA 52807-2940

RIA

CRD#: 6413

Davenport, IA

Past

September 1, 1999 - December 12, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

BETTENDORF, IA

Past

July 13, 1994 - August 27, 1999

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

APPLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUAD CITY INVESTMENT CENTER

CMG INVESTMENT ADVISORS, L.L.C. | QUAD CITY INVESTMENT CENTER | QUAD CITY INVESTMENT ADVISORS, LLC | QUAD CITY INVESTMENT ADVISORS

CRD#: 112187 / SEC#: 801-60227

RIA

Registered Investment Advisory firm - (5/22/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/20/1999)

California
(1/4/2013)

Colorado
(2/4/2000)

Connecticut
(1/3/2013)

Florida
(5/3/2005)

Georgia
(4/30/2001)

Hawaii
(9/14/2012)

Illinois
(8/20/1999)

IAR

Illinois
(3/27/2009)

Indiana
(9/8/2005)

Iowa
(8/20/1999)

IAR

Iowa
(3/27/2009)

Kansas
(3/20/2006)

Massachusetts
(11/8/2022)

Michigan
(5/3/2005)

Minnesota
(7/28/2021)

Missouri
(5/3/2005)

Nevada
(7/14/2021)

New York
(5/3/2005)

North Carolina
(9/13/2005)

Ohio
(10/17/2013)

Oregon
(1/15/2014)

Tennessee
(7/28/2021)

Texas
(5/3/2005)

IAR

Texas
(4/3/2018)

Virginia
(1/16/2008)

Washington
(8/20/1999)

Wisconsin
(8/20/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/14/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/11/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/12/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 12/1/2005

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/12/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

QUAD CITY INVESTMENT CENTER

CMG INVESTMENT ADVISORS, L.L.C. | QUAD CITY INVESTMENT CENTER | QUAD CITY INVESTMENT ADVISORS, LLC | QUAD CITY INVESTMENT ADVISORS

CRD#: 112187 / SEC#: 801-60227

RIA

Registered Investment Advisory firm - (5/22/2001 Approved)

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Contact information

Main Address

3551 7th Street, Moline, IL 61265

Mailing Address

Phone number

(309) 743-7793

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

QUAD CITY INVESTMENT CENTER WRAP BROCHURE (3/14/2025)

QUAD CITY INVESTMENT CENTER ADV BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	911
AUM (Assets Under Management)	$ 308,626,743

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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David C. Howell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Charles Howell's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INVESTMENT CENTERS OF AMERICA, INC.

Primary Firm SEC Registration

QUAD CITY INVESTMENT CENTER

State Registrations and Notice Filings

Exams

Series 65

Date: 8/14/1998

Series 63

Date: 7/11/1994

SIE

Date: 10/1/2018

Series 7

Date: 7/12/1994

Series 51

Date: 12/1/2005

Series 24

Date: 10/12/1999

FINRA

Current Firm

QUAD CITY INVESTMENT CENTER

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUAD CITY INVESTMENT CENTER

TRUST BUT VERIFY

Contact information

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