Richard T. Young

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CRD#: 2511052

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Richard Tatum Young, CFP®, who also goes by Tate Young, was a registered financial professional .

Richard is a previously registered financial professional and started their career in finance in 1994. Richard had worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tate Young

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ZEIDERS ENTERPRISES, FINANCIAL COUNSELING AND EDUCATION SERVICES AT VARIOUS MILITARY LOCATIONS, HOURLY WAGES. INSTRUCTOR, HEARTLAND INSTITUTE FOR FINANCIAL EDUCATION. IT SELLS NO INVESTMENTS, IT IS A NON-PROFIT THAT PROVIDES COLLEGE SPONSORED COURSE CURRICULUM FOR ADULT LEARNERS IN THE WORKPLACE. 2851 S. PARKER ROAD, SUITE 1100, AURORA, CO 80014. NON-PROFIT THAT PROVIDES COLLEGE SPONSORED CURRICULUM TO ADULT LEARNERS IN THE WORKPLACE. REGISTERED INSTRUCTOR, COMPLETED CERTIFICATION 1/16/2009. THE APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS -DON'T KNOW, DEPENDS ON THE NUMBER OF CLASSES GIVEN. MAYBE 12-15. MOST CLASSES SHOULD BE TAUGHT IN OFF WORK HOURS OF LUNCH. INSTRUCTOR OF CURRICULUM. ARE ANY OTHER PARTICIPANTS IN THIS ACTIVITY A CLIENT OF FIRST COMMAND? NONE THAT I AM AWARE OF. I WILL BE COMPENSATED SOMEWHERE BETWEEN $10-$20/STUDENT I TEACH THE CURRICULUM TO.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 3641

GOLDSBORO, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 3/27/2001

Investment Company Products/Variable Contracts Principal Examination

Current Firm

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

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Contact information

Main Address

1 Firstcomm Plaza, Fort Worth, TX 76109

Mailing Address

Po Box 2387, Fort Worth, TX 76113-2387

Phone number

(817) 731-8621

Established

Firm type

Fiscal year end

# of Employees

1,787

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP PROGRAM BROCHURE (10/30/2024)

DESCRIPTION OF SERVICES (10/30/2024)

Regulatory assets under management

Total Number of Accounts	110,166
AUM (Assets Under Management)	$ 22,090,760,499

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard T. Young

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BANK

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

FIRST COMMAND ADVISORY SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 11/6/2000

Series 63

Date: 8/2/1994

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/30/2017

Series 6

Date: 7/6/1994

Series 24

Date: 3/8/2018

Series 26

Date: 3/27/2001

Current Firm

FIRST COMMAND ADVISORY SERVICES

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST COMMAND ADVISORY SERVICES

TRUST BUT VERIFY

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