Joseph S. Davies

CHAPEL BRIDGE WEALTH ADVISORS

DELAWARE, OH

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CRD#: 2510990

Professional summary

Joseph Stuart Davies is a registered financial advisor currently at CHAPEL BRIDGE WEALTH ADVISORS located in Delaware, Ohio.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Joseph has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TRADOVATE HOLDINGS, FUTURES BROKERAGE, 936 HOME ROAD, DELAWARE, OH 43015; FUTURES TRADING PLATFORM AND BROKERAGE, INVESTOR/ADVISORY BOARD, SINCE 2017; 1 HOUR/WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Stuart Davies's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2021 - Present

CHAPEL BRIDGE WEALTH ADVISORS

Office #3: 53 Palmeras Street Suite 601, San Juan, PR 00901

RIA

CRD#: 313295

DELAWARE, OH

Past

March 25, 2014 - May 13, 2021

WINDSOR ADVISORY GROUP, LLC

RIA

CRD#: 122266

COLUMBUS, OH

Past

March 20, 2001 - November 13, 2002

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

September 5, 1995 - March 20, 1998

KEY INVESTMENTS INC.

CRD#: 15873

CLEVELAND, OH

Past

August 10, 1994 - September 21, 1995

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHAPEL BRIDGE WEALTH ADVISORS

CHAPEL BRIDGE WEALTH ADVISORS | CHAPEL BRIDGE WEALTH ADVISORS, LLC

CRD#: 313295 / SEC#: 801-125816

RIA

Registered Investment Advisory firm - (6/6/2022 Approved)

Ohio

Registered Investment Advisory firm - (6/8/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/26/2021)

IAR

Puerto Rico
(7/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/20/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/22/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/9/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 10/27/1997

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 2/9/1996

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/28/1994

General Securities Principal Examination

Current Firm

CHAPEL BRIDGE WEALTH ADVISORS

CHAPEL BRIDGE WEALTH ADVISORS | CHAPEL BRIDGE WEALTH ADVISORS, LLC

CRD#: 313295 / SEC#: 801-125816

RIA

Registered Investment Advisory firm - (6/6/2022 Approved)

Ohio

Registered Investment Advisory firm - (6/8/2022 Terminated)

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Contact information

Main Address

53 Palmeras Street Suite 601, San Juan, PR 00901

Mailing Address

Phone number

(614) 552-8200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHAPEL BRDIGE WEALTH ADVISORS, LLC ADV BROCHURE (10/28/2025)

Regulatory assets under management

Total Number of Accounts	193
AUM (Assets Under Management)	$ 182,104,017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph S. Davies

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Stuart Davies's CRS (Customer Relationship Summary).

Certified licenses

Experience

WINDSOR ADVISORY GROUP, LLC

BANC ONE SECURITIES CORPORATION

KEY INVESTMENTS INC.

BANC ONE SECURITIES CORPORATION

Primary Firm SEC Registration

CHAPEL BRIDGE WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 10/20/1995

Series 63

Date: 8/22/1994

Series 7

Date: 8/9/1994

Series 53

Date: 10/27/1997

Series 4

Date: 2/9/1996

Series 24

Date: 9/28/1994

Current Firm

CHAPEL BRIDGE WEALTH ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHAPEL BRIDGE WEALTH ADVISORS

TRUST BUT VERIFY

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