Arthur J. Johnson
Professional summary
Arthur James Johnson III, who also goes by Arthur James Johnson III, Art Johnson, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Long Beach, California and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Arthur is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Arthur has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Arthur James Johnson III's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2026 - Present
IP FINANCIAL ADVISORY SERVICES LLC
April 17, 2026 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210July 10, 2019 - April 25, 2024
U.S. BANCORP ADVISORS, LLC
July 3, 2019 - April 25, 2024
U.S. BANCORP ADVISORS, LLC
November 8, 2012 - March 27, 2019
U.S. BANCORP INVESTMENTS, INC.
November 7, 2012 - March 27, 2019
U.S. BANCORP INVESTMENTS, INC.
October 17, 2006 - November 19, 2012
BANCWEST INVESTMENT SERVICES, INC.
November 21, 2005 - November 19, 2012
BANCWEST INVESTMENT SERVICES, INC.
April 30, 2003 - November 16, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 31, 2003 - November 16, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 5, 2003 - April 8, 2003
CITICORP INVESTMENT SERVICES
January 31, 1997 - February 5, 2003
CAL FED INVESTMENTS
September 13, 1994 - January 31, 1997
INVEST FINANCIAL CORPORATION
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/20/2026)
Exams
FINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
