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MJ

Marie Johnson

CRD# 2510880·Registered 1995 - 2013
Previously Registered: Being a previously registered professional could mean that Marie is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Marie Johnson, who also goes by Johnson Marie Michelle Dugue, Marie Michelle Dugue Johnson, Marie Michelle Dugue-johnson, Marie Michelle Duguejohnson, Marie D Johnson, was a registered financial advisor. Marie was a previously registered financial professional and started their career in finance 1995 - 2013. Marie had worked at 9 firms and has passed the Series 27 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Johnson Marie Michelle Dugue, Marie Michelle Dugue Johnson, Marie Michelle Dugue-Johnson, Marie Michelle Duguejohnson, Marie D Johnson

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

BEDMINSTER FINANCIAL GROUP, LIMITED·CRD# 39916
BD
Holicong, PA
August 28, 2013 - October 22, 2013
CHATHAM FINANCIAL SECURITIES LLC·CRD# 118818
BD
Stamford, CT
May 20, 2008 - July 3, 2008
NEW HARBOR CAPITAL INC·CRD# 35748
BD
New York, NY
September 29, 2006 - July 10, 2008
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC·CRD# 18353
BD
Newark, NJ
June 15, 2004 - October 18, 2004
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
August 23, 1999 - December 31, 2003
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
December 18, 1998 - August 19, 1999
CITICORP SECURITIES, INC.·CRD# 7474
BD
New York, NY
December 14, 1998 - December 18, 1998
NEPTUNE SECURITIES FINANCE CORPORATION·CRD# 44244
BD
New York, NY
December 4, 1998 - August 18, 1999
CITICORP SECURITIES SERVICES, INC.·CRD# 15387
BD
New York, NY
August 23, 1995 - September 16, 1998

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Current Firm

BF
BEDMINSTER FINANCIAL GROUP, LIMITED

BEDMINSTER FINANCIAL GROUP, LIMITED | PRIME CORE, INC.

CRD#: 39916 / SEC#: 8-48909
BD
Terminated by SEC on 02/17/2014

Contact Information

Established

Delaware since 03/20/1995

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
VANPELT, ROBERT MARTINCHIEF COMPLIANCE OFFICER453274
VANPELT, ROBERT MARTINCHIEF FIANCIAL OFFICER/ CHAIRMAN453274
VANPELT, ROBERT MARTINPRESIDENT CEO453274

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 27 — Financial and Operations Principal Examination

Passed Aug 2013About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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