Kyriakis G. Hristoforatos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyriakis Gerasimos Hristoforatos, who also goes by Charles Christophers, Charles Hristoforatos, Christopher Hristoforatos, Kyriakis Hristoforatos, Kyriakkis G Hristoforatos, was a registered financial professional .
Kyriakis is a previously registered financial professional and started their career in finance in 1994. Kyriakis had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 1998 - December 22, 1998
PACIFIC CORTEZ SECURITIES INCORPORATED
October 28, 1997 - December 16, 1997
CAPITAL PLANNING ASSOCIATES, INC.
February 11, 1997 - October 29, 1997
SAUCEDA & GRANVILLE SECURITIES, INC.
September 9, 1996 - January 24, 1997
D.L. CROMWELL INVESTMENTS, INC.
September 15, 1995 - September 13, 1996
TUSCANY EQUITY MANAGEMENT CORPORATI0N
August 21, 1995 - October 9, 1995
STRATTON OAKMONT INC.
July 20, 1995 - August 14, 1995
JOSEPHTHAL & CO., INC.
October 13, 1994 - July 11, 1995
HANOVER, STERLING & COMPANY LTD.
State Registrations and Notice Filings
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Exams
Current Firm
PACIFIC CORTEZ SECURITIES INCORPORATED
CRD#: 24341 / SEC#: , 8-38514
Contact information
Documents
Red Flags
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