Martin Hovance
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Hovance was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1973. Martin had worked at 18 firms and has passed the Series 63, SIE, Series 55, Series 1, Series 53, Series 14, Series 8, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2006 - June 20, 2016
J.P. MORGAN CLEARING CORP.
January 30, 2006 - June 20, 2016
J.P. MORGAN SECURITIES LLC
August 25, 2005 - October 28, 2005
WORLD-XECUTION STRATEGIES
April 26, 2004 - October 28, 2005
FERRETTI GROUP, INC.
January 20, 2004 - April 28, 2004
ORMES CAPITAL MARKETS, INC.
November 6, 2000 - September 17, 2003
ZURICH CAPITAL MARKETS SECURITIES, INC.
January 5, 1998 - December 31, 2000
REPUBLIC NEW YORK SECURITIES CORPORATION
March 2, 1995 - December 4, 1997
APEX CLEARING CORPORATION
April 30, 1991 - March 17, 1995
INTESA SANPAOLO IMI SECURITIES CORP.
March 5, 1990 - April 30, 1991
MABON, NUGENT & CO.
June 20, 1988 - January 24, 1990
GKN SECURITIES CORP.
October 29, 1987 - June 13, 1989
STERLING & YORKE SECURITIES CORP.
October 2, 1987 - January 24, 1990
GKN SECURITIES CORP.
September 2, 1986 - September 13, 1991
SUMMIT CAPITAL GROUP,LTD.
May 30, 1984 - September 12, 1986
GEEK SECURITIES, INC.
October 10, 1983 - June 25, 1984
ADVEST, INC.
June 11, 1976 - October 11, 1983
JOSEPHTHAL & CO., INC.
February 26, 1976 - June 15, 1976
GRUNTAL & CO., L.L.C.
June 1, 1973 - March 24, 1975
EDWARDS & HANLY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/22/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 5/24/1973
Registered Representative ExaminationSeries 8
Date: 4/18/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
J.P. MORGAN CLEARING CORP.
CRD#: 28432 / SEC#: 801-61542, 8-43724
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN SECURITIES LLC | SHAREHOLDER | 79 |
| BERNSTEIN, JEFFREY CARL | DIRECTOR | 1844904 |
| BRANNAN, PAUL F | DIRECTOR | 6142593 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER AND FINOP | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| FREILICH, WILLIAM HOWARD | CHIEF LEGAL OFFICER | 2203801 |
| HEITSENRETHER, TERESA ANN | CHAIRMAN, CHIEF EXECUTIVE OFFICER | 2722512 |
| KIRBY, PATRICK C | CHIEF OPERATING OFFICER AND DIRECTOR | 2595086 |
| LIPMAN, JEFFREY MARK | SECRETARY | 717915 |
| MCKENNA, JOHN JAMES | DIRECTOR | 2732946 |
| MINIKES, MICHAEL | DIRECTOR | 1204499 |
| PATTERSON, DAWN ANN | CHIEF COMPLIANCE OFFICER | 2862235 |
| REED, JAMIE MATTHEW | DIRECTOR | 2797383 |
Disclosures
| Regulatory Event | 38 |
| Civil Event | 1 |
| Arbitration | 28 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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