Neil H. Blass
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neil Howard Blass, who also goes by Neil H Blass, was a registered financial professional .
Neil is a previously registered financial professional and started their career in finance in 1994. Neil had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2014 - February 26, 2018
SUSQUEHANNA FINANCIAL GROUP, LLLP
April 19, 2010 - July 23, 2014
CREDIT SUISSE SECURITIES (USA) LLC
December 3, 1997 - September 1, 1998
SALOMON BROTHERS INC.
December 5, 1994 - May 13, 2010
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUSQUEHANNA FINANCIAL GROUP, LLLP
CRD#: 35865 / SEC#: , 8-44325
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
Red Flags
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