Geoffrey R. Akers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geoffrey Roy Akers was a registered financial professional .
Geoffrey is a previously registered financial professional and started their career in finance in 1994. Geoffrey had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2014 - November 16, 2015
FORTUNE FINANCIAL SERVICES, INC.
July 23, 2013 - December 11, 2013
SOUTHEAST INVESTMENTS, N.C., INC.
July 22, 2013 - December 11, 2013
SOUTHEAST INVESTMENTS, N.C., INC.
December 6, 2001 - August 9, 2011
CAMBRIDGE INVESTMENT RESEARCH, INC.
May 2, 2001 - December 31, 2011
FINANCIAL DIRECTIONS, INC.
January 2, 2001 - December 4, 2001
CETERA ADVISORS LLC
March 10, 2000 - November 2, 2000
SECURITIES AMERICA, INC.
July 23, 1999 - December 31, 1999
DMK ADVISOR GROUP, INC.
December 1, 1997 - February 14, 2000
AMEREST SECURITIES, INC.
August 27, 1997 - November 28, 1997
HILLTOP SECURITIES INC.
September 18, 1995 - October 21, 1997
CAPITAL SECURITIES OF AMERICA, INC.
July 18, 1994 - September 19, 1995
JANNEY MONTGOMERY SCOTT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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