Yvonne D. Hodges
Professional summary
Yvonne Drew Hodges, who also goes by Yvonne D Hodges, is a registered financial professional currently at T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
Yvonne is registered as a RR (Registered Representative) and started their career in finance in 2003. Yvonne has worked at 7 firms and has passed the SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yvonne Drew Hodges's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2023 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231March 23, 2018 - July 1, 2019
TRANSAMERICA CAPITAL, LLC
December 18, 2017 - May 15, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 1, 2012 - October 11, 2017
J.P. MORGAN SECURITIES LLC
April 15, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
January 7, 2010 - December 31, 2010
NATIONWIDE SECURITIES, LLC
April 28, 2003 - April 1, 2011
NATIONWIDE INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
T. ROWE PRICE INVESTMENT SERVICES, INC.
CRD#: 8348 / SEC#: , 8-25130
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T. ROWE PRICE ASSOCIATES, INC. | SHAREHOLDER | |
| BROWN, ANNE WHITESCARVER | VICE PRESIDENT/DIRECTOR | 2396529 |
| COYNE, TIMOTHY JOHN | DIRECTOR | 2096849 |
| HERR, DAVID J | VICE PRESIDENT/DIRECTOR | 7659903 |
| KORENMAN, PHILLIP | PRESIDENT/DIRECTOR/CHAIRMAN OF THE BOARD | 4531831 |
| MUMFORD, STEPHANIE PETERS | VICE PRESIDENT/CCO | 2725261 |
| NEWMAN, CHRISTOPHER CUDDY | VICE PRESIDENT/DIRECTOR | 2037516 |
| NYCE, BRITTON | VICE PRESIDENT/CONTROLLER | 7313600 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 3 |
Red Flags
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