Harvey I. Houtkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harvey Ira Houtkin was a registered financial professional .
Harvey is a previously registered financial professional and started their career in finance in 1972. Harvey had worked at 9 firms and has passed the Series 63, Series 55, Series 1, Series 4, F04 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 1994 - August 5, 2008
DOMESTIC SECURITIES, INC.
August 8, 1991 - October 16, 2001
ALL-TECH DIRECT, INC.
June 28, 1989 - August 3, 1989
ALL-TECH DIRECT, INC.
May 21, 1981 - December 24, 1986
RUSHMORE CAPITAL, INC.
April 24, 1980 - November 17, 1987
DOMESTIC ARBITRAGE GROUP, INC.
January 24, 1979 - June 7, 1979
EDELMAN SECURITIES COMPANY, L.P.
April 2, 1976 - January 26, 1979
AMERICAN SECURITIES BD CO., L.P.
November 5, 1975 - September 2, 1979
ICAHN & CO., INC.
May 28, 1975 - April 10, 1978
CIBC WORLD MARKETS CORP.
December 19, 1973 - May 14, 1975
AMERICAN SECURITIES BD CO., L.P.
March 28, 1972 - January 21, 1974
BLYTH EASTMAN DILLON & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/11/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 4/11/1969
Registered Representative ExaminationF04
Date: 9/6/1979
Financial Principal ExaminationCurrent Firm
DOMESTIC SECURITIES, INC.
CRD#: 34721 / SEC#: , 8-36129
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 13 |
Red Flags
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