Salim Reshwan
Professional summary
Salim Reshwan, who also goes by Salim S Reshwan, Sam Reshwan, is a registered financial advisor currently at AUXI ASSET MANAGEMENT, LLC located in Danville, California.
Salim is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Salim has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Salim Reshwan's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2013 - Present
AUXI ASSET MANAGEMENT, LLC
Office #1: 402 Railroad Ave Suite 201, Danville, CA 94526May 29, 2012 - December 24, 2020
MUTUAL SECURITIES, INC.
November 4, 2011 - June 4, 2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED
November 4, 2011 - June 7, 2012
STONE & YOUNGBERG LLC
November 3, 2011 - June 4, 2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 30, 2006 - December 24, 2008
S & Y ASSET MANAGEMENT LLC
May 8, 2006 - November 3, 2011
STONE & YOUNGBERG LLC
February 9, 2005 - August 30, 2006
S & Y ASSET MANAGEMENT LLC
September 10, 2004 - November 3, 2011
STONE & YOUNGBERG LLC
July 30, 2002 - September 23, 2004
QUICK & REILLY, INC.
August 11, 2000 - August 15, 2002
ROBERTSON STEPHENS, INC.
December 10, 1998 - August 15, 2002
ROBERTSON STEPHENS, INC.
March 26, 1996 - December 7, 1998
ABN AMRO SECURITIES LLC
September 14, 1994 - January 18, 1996
MONTGOMERY SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/4/2013)
Exams
Series 7TO
Date: 3/20/2024
General Securities Representative ExaminationCurrent Firm
AUXI ASSET MANAGEMENT, LLC
CRD#: 135421 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 60 |
| AUM (Assets Under Management) | $ 99,400,000 |
Red Flags
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Company Information
AUXI ASSET MANAGEMENT, LLC
CRD#: 135421Danville, CA 94526TRUST BUT VERIFY
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