S P. Stark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
S Peter Stark, who also goes by Peter Stark, Speter Stark, was a registered financial professional .
S is a previously registered financial professional and started their career in finance in 1994. S had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2017 - June 1, 2018
VANDHAM SECURITIES CORP.
March 28, 2011 - June 4, 2014
RAYMOND JAMES & ASSOCIATES, INC.
January 20, 2011 - March 28, 2011
MOODY CAPITAL SOLUTIONS, INC
June 18, 2001 - July 19, 2010
RAYMOND JAMES & ASSOCIATES, INC.
September 14, 1999 - May 31, 2001
HOAK BREEDLOVE WESNESKI & CO.
June 3, 1998 - July 29, 1999
WEDBUSH SECURITIES INC.
June 17, 1996 - May 1, 1998
DEUTSCHE IXE, LLC
July 27, 1994 - June 13, 1996
CANTOR FITZGERALD SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/12/2000
Limited Representative-Equity Trader ExamCurrent Firm
VANDHAM SECURITIES CORP.
CRD#: 26258 / SEC#: , 8-42448
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
Red Flags
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