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S Peter Stark

CRD# 2510446·Registered 1994 - 2018
Previously Registered: Being a previously registered professional could mean that S is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

S Peter Stark, who also goes by Peter Stark, Speter Stark, was a registered financial advisor. S was a previously registered financial professional and started their career in finance 1994 - 2018. S had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Peter Stark, Speter Stark

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

VANDHAM SECURITIES CORP.·CRD# 26258
BD
Park Ridge, NJ
August 16, 2017 - June 1, 2018
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
March 28, 2011 - June 4, 2014
MOODY CAPITAL SOLUTIONS, INC·CRD# 15989
BD
Alpharetta, GA
January 20, 2011 - March 28, 2011
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
New York, NY
June 18, 2001 - July 19, 2010
HOAK BREEDLOVE WESNESKI & CO.·CRD# 23728
BD
Dallas, TX
September 14, 1999 - May 31, 2001
WEDBUSH SECURITIES INC.·CRD# 877
BD
Pasadena, CA
June 3, 1998 - July 29, 1999
DEUTSCHE IXE, LLC·CRD# 7172
BD
New York, NY
June 17, 1996 - May 1, 1998
CANTOR FITZGERALD SECURITIES·CRD# 19660
BD
New York, NY
July 27, 1994 - June 13, 1996

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Current Firm

VS
VANDHAM SECURITIES CORP.

VANDHAM SECURITIES CORP.

CRD#: 26258 / SEC#: 8-42448
BD
Terminated by SEC on 01/28/2019

Contact Information

Established

New York since 03/16/1990

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CATRINI, FRANK PAULCHAIRMAN OF THE BOARD, CEO, SROP43385
BARBA, TIMOTHY BRUCEFINOP / DIRECTOR824607
CATRINI, CHRISTOPHER NICKSR. VP2133382
SPITZER, JASON HEATHCHIEF OPERATING OFFICER3156522
TORPEY, EUGENE PATRICKCCO730315

Disclosures

Regulatory Event

12

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jan 2000

Series 7 — General Securities Representative Examination

Passed Sep 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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