Barry A. Sikov
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Allen Sikov, who also goes by Barry A Sikov, was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1995. Barry had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2015 - December 31, 2015
COASTAL PRIVATE WEALTH MANAGEMENT, LLC
May 24, 2005 - October 1, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 17, 1997 - October 1, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 19, 1996 - January 9, 1997
TRANSAMERICA FINANCIAL ADVISORS, INC.
April 21, 1995 - September 12, 1996
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
COASTAL PRIVATE WEALTH MANAGEMENT, LLC
CRD#: 173052 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
