Glenn E. Lavender
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Edward Lavender was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1994. Glenn had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2000 - April 16, 2001
CONTINENTAL BROKER-DEALER CORP.
February 24, 1999 - April 26, 1999
PAULSON INVESTMENT COMPANY LLC
October 26, 1998 - November 5, 1998
GUNNALLEN FINANCIAL, INC
February 5, 1998 - July 1, 1998
INTERNATIONAL BOND AND SHARE, INC.
October 21, 1997 - October 24, 1997
LEGEND MERCHANT GROUP, INC.
August 8, 1997 - November 7, 1997
ASH FINANCIAL CORP.
April 28, 1997 - June 6, 1997
H.J. MEYERS & CO., INC.
June 22, 1995 - April 18, 1997
INVESTORS ASSOCIATES, INC.
August 31, 1994 - June 1, 1995
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONTINENTAL BROKER-DEALER CORP.
CRD#: 14048 / SEC#: , 8-43159
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
