Franz N. Tudor
Professional summary
Franz Nickoli Tudor was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Franz is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Franz had worked at 7 firms, which includes ECHOTRADE LLC, G-2 TRADINGLLC, VTRADER PRO LLC, SCHOTTENFELD GROUP LLC, APB FINANCIAL GROUP LLC, SALOMON BROTHERS INC., FINANCIAL SQUARE PARTNERS.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2009 - November 5, 2009
ECHOTRADE LLC
July 16, 2008 - May 1, 2009
G-2 TRADING,LLC
January 16, 2008 - July 28, 2008
VTRADER PRO, LLC
October 5, 2006 - January 10, 2008
SCHOTTENFELD GROUP LLC
July 10, 1996 - January 12, 1998
APB FINANCIAL GROUP, LLC
September 21, 1995 - January 16, 1996
SALOMON BROTHERS INC.
September 16, 1994 - August 24, 1995
FINANCIAL SQUARE PARTNERS
State Registrations and Notice Filings
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Exams
Series 55
Date: 10/16/2006
Limited Representative-Equity Trader ExamCurrent Firm
ECHOTRADE LLC
CRD#: 42239 / SEC#: , 8-49764
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
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